Based on the customer-first principle and combining professional investment research analysis, a sales force capable of comprehensive wealth management planning, and advanced digital FinTech, we provide products that include Taiex stocks, futures, sub-brokerage, trust accounts for wealth management and offshore securities unit(OSU) services. We also provide clients with professional investment advice and diversified asset allocation into onshore and offshore funds, securities, bonds, onshore and offshore structured products, securities borrowing and lending, and insurance allowing them to diversify investment risks while achieving steady asset growth at the same time, KGI Securities will continue to build an integrated one-step service model of brokerage and wealth management.
Investment banking is one of our core competitive advantages. We have the most experienced elite team in Taiwan, and our excellent business performance continues to be among the best in the market. To date, our professional team has assisted more than 300 companies to successfully complete listing transactions. In addition to helping enterprises raise funds in the capital market, we also continue to provide excellent and forward-looking financial advisory services.
Fixed Income team (the team) of KGI Securities has been dedicating to developing and bringing innovation to bond market. The team endeavored to assist domestic and global enterprises to issue various bonds in local and international capital market and achieve win-win situations for issuers and investors. Above efforts have made KGI Securities the dominator in terms of underwriting amount in NTD corporate bond deals and Formosa bond deals for 2020, as well as to be awarded the “best DCM house” or “Top Arrangers – Investors’ Choice for Primary Issues” from International Financial media.
Moreover, the team has been active in bond secondary trading and has acted as a market maker and liquidity provider to flourish Taiwan bond market, which make the team be recognized as “the Best Primary Government Bond Dealer” or “the Excellent Market Maker”. Furthermore, the team has launched tailor-mad structured products linked to mutual funds or bonds, which has been at leading position among peers.
The spirit of professionalism and innovation spurs us to continually develop new derivatives products including warrants, structured products, equity options and ETFs. Derivatives personnel, who determine product valuation by using trading modules and research hedging strategies, have had great success in the design and issuance of warrants and structured notes, which are deeply appreciated by clients.
Our experienced team has the industry-leading execution and trading ability to provide professional advice and strategies to customers all over Asia, Europe and the United States. Highly praised by foreign customers, our international service team is the main window for foreign professional investment institutions to invest in Taiwan's securities market and the best representative of local securities companies.
We provide a wide range of registry and transfer agency services for enterprises, arrangements of shareholders’ meetings, handling of dividend payments and rights issues, tax withholding, and special shareholder services. Internal and external training sessions are offered to team members in order to enhance their professional competence. Moreover, the department emphasizes the sharing of practical and operational experiences to hone team members’ skills. It is committed to keeping clients updated on recent changes of regulations and securities services operations.
Our trading team has accumulated a wealth of experience in industry research and equity trading. With a solid knowledge base of market fundamental and technical analysis, we traded from a wide array of sectors, including high-tech, financial, and non-tech sectors. Our trading profits have been among the top three for years. Our transactions mainly involve marketable securities on the stock market and over-the-counter market for capital gains. Securities traded are from a wide array of sectors, including high-tech, financial, and non-tech sectors. Our trading profits have been among the top for years.